(Continued, from "A History of Islamic Societies", Ira M. Lapidus)
p.51
Social change took cultural expression through conversions to Islam and acceptance of Arabic or Persian as shared languages. Conversion, however, was a very slow process. Though the original assumption of Muslim and Western writers was that the Middle East was quickly and massively converted to Islam, nowhere in the Arab sources is there explicit information about the conversion of large numbers of people, and certainly not of whole villages, towns, and regions. The available evidence points, rather, to a slow and uneven process of social and religious adjustment.
The earliest converts to Islam were those Christian-Bedouin tribes living on the margin of the fertile crescent who were swept up in the great migrations. Later in the first century of Arab rule other Mesopotamian Arab tribes also accepted Islam, but many such tribes remained Christian. Once the Arab conquests were secure, elites of the former Sasanian empire — soldiers, officials, and landowners made common cause with the conquerors and accepted Islam. Insofar as it was Arab policy to reestablish the old administration, officials and landowners accepted the new religion. Conversions implied the ratification of old privileges and paved the way for entry into the dominant elite. In these cases, conversions seemed to involve mobile individuals and not classes or whole communities. Converts were made among client soldiers and scribes serving the Arab elite, and among other strata of the population attracted to the Arab garrisons.
From the very beginning of the Islamic era, the Arab-Muslim elite assumed that they would form a dual society in which the conquerors would constitute an aristocracy and the conquered peoples a subject population, the former Muslim, the latter not. The early Muslim regime was not only tolerant of the non-Muslim populations but actually helped reorganize Christian churches. The Nestorjan church in Iraq resumed its important role in the educational, Judicial, and even political administration of the Christian population. In Fgypt, the Muslim authorities took a paternalistic attitude toward the Coptic church. Christian scribes served in the administration of both Iraq and Egypt.
For the sake of political inclusiveness and effective administration, the empire collaborated with non-Muslim elites, permitted them partial access to power, and protected them against disruptive social and economic changes.
Only after a century was this attitude reversed. By then widespread Arab assimilation into the general population had led many Arabs to accept the equality of Arabs and non-Arabs, and to value Muslim as well as Arab jdentifications. Thus Umar 11(717 zo) changed the standing policy of the Caliphate and sought to put the empire on a Muslim, rather than a strictly Arab, basis. He accepted the fundamental equality of all Muslims, Arab and non-Arab, and promulgated new laws giving fiscal equality to Muslims regardless of origin. The wars in Transoxania reinforced this reversal of attitude. Protracted struggles against local princes and against Turkish rivals for control of the region prompted the Caliphate to offer fiscal benefits to converts. Though this policy was eventually abandoned as politically unfeasible, the sporadic attempts at encouraging conversion to Islam marked a turning point in the Arab conception of the relation of the Arabs to conquered peoples. In general, by the middle of the eighth century, there was a steady progress of convçrsions in Iraq, Egypt, Syria, Khurasan, and Transoxania. Significant numbers of converts were to be found in and around the Muslim garrison centers. However, outside the garrison towns the mass of Middle Eastern people remained non-Muslims.
Along with conversion to Islam common languages emerged in the new communities. In general, Arabic became the language of written communication in administration, literature, and religion. Arabic also became the predominant spoken dialect in the western parts of the Middle East — Egypt, Syria, Mesopotamia, and Iraq — where languages close to Arabic, such as Aramaic, were already spoken. The spread of Arabic was faster than the diffusion of Islam, but this is not to say that the process was rapid or complete. For example, Coptic was still spoken in Fustat in the eighth century. In Syria and Iraq there continued to be Aramaic-speaking populations.
In Iran the situation varied. In western Iran Arab settlers were absorbed into the local populations and became bilingual. In Khurasan, where the Arabs were assimilated to Persian manners, mores and dress, they used local Persian dialects. Not only did Arabs learn Persian, but the Arab-Muslim conquest became the vehicle for the introduction of Persian as the lingua franca of the peoples east of the Oxus. In Transoxania, Persian, the spoken language of Arabs in eastern Iran, replaced Soghdian as the common language for Arabs, Persians, and Soghdians.
Thus within a century of the Arab-Muslim conquests, the basic principles on which the empire was organized were no longer valid. The conquerors had assumed that Arabs and non-Arabs, Muslims and non-Muslims, would be segregated from each other, and that Arab Muslims would rule over conquered and “protected” peoples. In the first nomadic kingdom organized by the Caliph cUmar, Arabian peoples were to constitute a “nation in arms,” settled in garrison centers, segregated from the subject peoples, restricted to military activities, and barred from commerce and agriculture. Membership in Islam was their prerogative. Non-Arab peoples were to keep their communal ties and religions and continue to work in the productive occupations which enabled them to support the ruling elite.
Nonetheless, in the course of the first Muslim century, the Arabs were changed from a clan or tribal people into an “urban” people, mingled with non-Arab peoples, abandoned military affairs, took on civilian occupations, and lost their monopoly on Islam. Correspondingly, non-Arab peoples entered the military and government services, converted to Islam, adopted the Arabic language, and claimed a place in the government of the empire in which they were initially subjects. Economic and social change in the garrison centers, conversions, and shared languages paved the way for the formation of new communities and for the society of the future, no longer divided between Arab conqueror and conquered peoples, but united on the basis of their integration, committed to Islam, sharing an Arabic and/or Persian linguistic identity. This mutual assimilation of peoples and the emergence of Islamic Middle Eastern communities took place, however, only in a restricted number of garrison centers.
The rest of the Middle Eastern population remained outside the influence of the new societies, still bound to their more ancient heritage. Though the mass of the population remained outside these currents of change, the cosmopolitan communities set the tone of Middle Eastern politics and culture for centuries to come. These economic and social changes were the forces which made the Arab empire possible. They generated the economic and human resources which would sustain the new imperium. However, they also generated the social conflicts between Arabs and mawali, tribal and administrative chiefs, religious and political elites, peasants and landowners, which would bedevil the Muslim imperium and eventually destroy it altogether.
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p.242
CONVERSION TO ISLAM From the seventh to the tenth century, Islam was carried by the Arab conquests to North Africa, Spain, Sicily, and the Mediterranean coasts of Europe. Arab warriors and merchants brought it to Saharn and Sudanic Africa. Other Islamic societies were born from the convelrsjon of Inner Asian Turkish peoples to Islam and their migrations, conquests, and empire building. From the tenth to the fourteenth century, Turkish petoples brought Islam westward into Anatolia, the Balkans, and southeastern Europe; eastward into Inner Asia and China, and southward into Afghanistain and the Indian subcontinent. They thus played a crucial historical role in thee diffusion of Islam and in the founding of the Saljuq, Mongol, Timurid, Snfavid, Ottoman, Uzbek, and Mughal empires. Finally, another cluster of Ishamic societies originated from the expansion of Muslim merchants in the Indian Ocean. From Arabia Islam reached India and East Africa (tenth to twelfth century); from Arabia and India it reached the Malay peninsula and the Indonesian archipelago (thirteenth to fifteenth century); from the coastal zones it spread to the interior of the islands and continents.
The expansion of Islam involved different forces. In North Africa, Anatolia, the Balkans, and India, Islam was carried by nomadic Arab or Turkish conquerors. In the Indian Ocean and West Africai it spread by peaceful contacts among merchants or through the preaching of muissionaries. In some cases the diffusion of Islam depended upon its adoptioni by local ruling families; in others, it appealed to urban classes of the popullation or tribal communities. Sometimes its appeal was couched in terms of political and economic benefits; sometimes in terms of social status; sometimes3 in terms of a sophisticated culture and religion. All of these factors were intterwoven and each case must be examined to disentangle the predominant reasons for the diffusion of Islam in any given world area.
QUOTE
The question of why people convert to Islam has always generated intense feeling. Earlier generations of European scholars believed that conversions to Islam ere made at the point of the sword and that conquered peoples were given die choice of conversion or death.
It is now apparent that conversion by force, while not unknown in Muslim countries, was, in fact, rare. Muslim conqueors ordinarily wished to dominate rather than convert, and most conversions to Islam were voluntary.
Even voluntary conversions are suspect to European observers. Were they made out of true belief, or for opportunistic political or social reasons? Did people convert to Islam out of faith or as a result of the pressure of political economic, and social circumstances?
Surely there are innumerable cases of conversion to Islam by the illumination of faith or by virtue of the perceived sanctit) of Muslim scholars and holy-men, as well as by calculation of political and economic advantage. It seems more realistic to recognize that in most eases vorldly and spiritual motives for conversion blended and cannot be differentiated. Conversion to Islam meant the acceptance of Islamic beliefs and rituals and social and political loyalties on the basis of a range of considerations that. included purely religious and purely pragmatic concerns. Moreover, conversion to Islam did not necessarily imply a complete turning from an old life to a totally new life. While it entailed the acceptance of new religious beliefs, including belief in God and the Prophet, and a sense of membership in a new religious community, the new beliefs, practices, and loyalties were not necessarily exclusive. Most converts retained a deep attachment to the cultures and communities from which they came. In the sections that follow, I will stress the historical circumstances that have induced large numbers of people to adhere to Islam rather than analyze the spiritual or material motives of individuals for becoming Muslims. This is not to diminish the centrality of belief and commitment in the subjective experience of individual converts, but to account on an historical basis for the responses of great numbers of human beings.
The first conversions to Islam occurred in the Middle East between the seventh and the thirteenth centuries. These conversions took place in two phases, the first being the conversion of animists and polytheists belonging to the tribal societies of the Arabian desert and the periphery of the fertile crescent; the second, the conversion of the monotheistic populations of the Middle Eastern agrarian, urbanized, and imperial societies. The process of Islamization among pastoral and tribal peoples has to be distinguished from the Islamization of agricultural and state-type civilizations. Similarly, the conversion of pagan peoples has to be distinguished from the conversion of Jews, Christians, Zoroastrians or Buddhists.
The conversion of Arabian populations was part of the process of transmitting the civilization of the sedentarized imperial societies to the nomadic periphery. Arabian peoples, standing on the margin of the agricultural and commercial zones of the Middle East, strongly influenced by Middle Eastern commerce and religious thought, found in Muhammad’s teaching a way to formulate a form of Middle Eastern monotheistic religion parallel to but distinct from the established Christian and Zoroastrian religions. The conversion of Arabian pagan peoples to Islam represented the response of a tribal, pastoral population to the need for a larger framework for political and economic integration, a more stable state, and a more imaginative and encompassing moral vision to cope with the problems of a tumultuous society. Conversion, then, was the process of integrating Arabians into a new cultural and political order defined in monotheistic religious terms.
The conversion of sedentary Middle Eastern peoples to Islam was a different process. In this ease Islam was substituted for Byzantine or Sasanian political identity and for Jewish, Christian or Zoroastrian religious affiliation. The transformation of identities among Middle Eastern peoples took place in two stages. In the first century of the Islamic imperium the Arab conquerors attempted to maintain themselves as an exclusive Muslim elite. They did not require the conversion, but rather the subordination of non-Muslim peoples. At the outset, they were hostile to conversions because new Muslims diluted the economic and status advantages of the Arabs. However, Muslim rule offered substantial incentives for conversion. It formed a protective umbrella over Muslim communities and conferred the prestige of the state on Muslim religious life. Political patronage allowed for the establishment of mosques, the organization of the pilgrimage, and the creation of Muslim judicial institutions. The establishment of an Arab empire made Islam attractive to elements of the former Byzantine and Sasanian aristocracies including soldiers, officials, landlords, and others. Arab garrison cities attracted non-Arab migrants who found careers in the army and administration open to converts. Merchants, artisans, workers and fugitive peasants seeking the patronage of the new elite were also tempted to accept Islam.
Despite these attractions, the mass of Middle Eastern peoples were not soon or easily converted. Only with the breakdown of the social and religious structures of non-Muslim communities in the tenth to the twelfth century did the weakening of churches, the awakening of Muslim hostility to non- Muslims, sporadic and localized persecution, and the destruction of the landed gentry of Iraq and Iran break the communal organization of non-Muslim peoples. Muslim teachers were then able to take the lead in the reconstruction of local communities on the basis of Islamic beliefs and identities. Large parts of Egypt and Iran were probably converted in the tenth and eleventh centuries. In northern Syria, however, Christian majorities survived through the twelfth century, but, compromised in the eyes of the Muslims by their sympathies With and assistance to the crusaders, were put under severe pressure. Most con verted in the thirteenth and fourteenth centuries, but substantial Christian minorities remained. Similarly, most of the remaining Christian population of Egypt adopted Islam in the fourteenth century.
Conversions from Judaism, Christianity, and Zoroastrianism to Islam were accompanied by the formation of an urban and urbane high Islamic literary culture and popular forms of Sufi belief and worship which could be substituted for former religious cultures. To adherents of the monotheistic and communalist faiths, Islam offered the same variety of intellectual, legal, theological and mystical appeals. While Islam had a specific religious orientation toward the inscrutable and untrammeled will of Allah and the necessity for submission of spirit and actions to the will of God, its basic religious positions were fundamentally similar to those of the other monotheistic religions.
The conversion of North Africa also began with the Arab conquests, but was a different process because it involved primarily the adoption of Islam, notably in sectarian form, by the chiefs of Berber societies as the basis of tribal coalitions and state formation. Khariji states in Algeria and Morocco represented the adoption of Islam for the purposes of regulating tribal relations and long-distance trade. The process of Islamization of the masses of Christians and Jews is not known, but it may be related to the spread of nba (forts manned by warriors for the faith), trade, and Sufis. In any case it seems to have been rapid compared with conversion in the Middle East.
The diffusion of Islam to regions beyond the Middle East involved analogous processes. The spread of Islam in Inner Asia, Anatolia, the Balkans, and India was closely tied to the conversion of pastoral Turkish, rather than Arab, peoples. The conversion of Turkish Inner Asian peoples began in the tenth century. Inner Asian peoples came into contact with Muslims through caravan trade and contacts with merchants who operated on the steppes as brokers between nomadic and settled populations. Muslim missionaries 51Id Sufis also moved out to proselytize among the Turks. Political ambitl0fl prompted the Qarakhanid and Saljuq elites to take up the new religion. Latet Inner Asian regimes, including the Mongols of the Golden Horde and the Chaghatay Khanates, also adopted Islam and brought itto the northern stePPtS and eastern Turkestan. In Inner Asia Islamization was important for tile establishment of nomadic regimes over sedentary populations, for the creation of politically cohesive ethnic identities among Tatars, Uzbeks, Kazakhs, and other peoples, and for the organization of long-distance trade.
The spread of Islam into Anatolia and the Balkans paralleled the historical process of the spread of Islam in the Middle East. The Saljuq and Ottoman conquests of the eleventh to the fourteenth century led to the organization of Muslim regimes that favored the consolidation of an Islamic teaching and judicial establishment. The Turkish aristocracy assumed responsibility for patronizing Sunni law schools, Islamic judicial administration, and the construction of schools and colleges, and other religious and communal facilities. It gave protection to tulama) and Sails who founded centers for teaching and social services in the conquered territories. Furthermore, Islam was carried into the region by migrant Turkish warriors under the leadership of Muslim holy-men. The migration of a substantial Turkish population uprooted Anatolian agricultural communities and replaced them with Turkish Muslim peoples. Nomadic conquests and the hostility of the Saljuq government to the Byzantine and Greek church also led in Anatolia to the progressive reduction of church lands, administrative capacities, and authority. The weakening of the church deprived the Christian population of leadership and organization. In Anatolia, as in Inner Asia, India, and Africa, jihad-minded Sufl warriors and activist missionaries helped to establish Islam among a newly conquered peasant population. The assimilation of Anatolian peoples was facilitated on the cultural as well as the social level by the familiarity of Islamic religious Concepts which were easily adapted to the religious beliefs of the Christians. In Anatolia, as in the rest of the Middle East, the conjunction of Muslim state Power, the decline of organized Christian societies, and the social and cultural relevance of Islam facilitated mass conversions to the new religion.
In the Balkans the factors favoring Islamization and conversion of local peoples were similar to those in Anatolia• the establishment of a regime which favored Islam and the migration and settlement of a substantial Turkish - Population Islamization under these pressures was especially pronounced in the towns. In the Balkans, however, the spread of Islam was limited by the vitality of the Christian churches. Coming at a later stage of Turkish conquests, at a time when Ottoman policy favored Christian nobles and churches as VehIcles of Ottoman administration, the social structure of Balkan commuflitles was maintained intact, and indeed, reinforced, Most Balkan peoples, Uttressed by the Continuity of organized Christian community life, remained loyal to their faith.
The history of Islam in India most closely resembles that of the Balkans. Islam was brought into India by a conquering Afghan and Turkish military elite which established the Delhi Sultanate in the thirteenth century. Conversions were made as a result of the political attraction of the dominant regime to both non-Muslim elites and dependent peasants and workers. Also, as in the Middle East, the construction of new cities favored the conversio0 of mobile peoples attracted to the centers of Muslim administration and trade. In most of India, however, as in the Balkans, the appeal of Islam was relatively restricted. Only in the Northwest Frontier, the Punjab, Sind, and Bengal were the populations converted en masse. In these regions the transition from hunter—gatherer and pastoral activities to settled agriculture was the occasion for a total reconstruction of society under Muslim leadership and for the development of new Islamic loyalties and identifications. Conversion to Islam on a mass scale seems to have been most likely among disorganized populations.
In general, however, the assimilative capacity of Islam in the subcontinent was limited by the relative thinness of the Muslim elite. While Muslim rule in India attracted numerous warriors, administrators and religious teachers, the Muslim conquest was not accompanied by massive migrations as in the case of the Arab conquest of the Middle East or the Turkish conquest of Anatolia. Furthermore, the social structure of conquered peoples remained intact. Hindu Rajputs, for example, maintained their authority under Muslim suzerainty; nor were Brahmanic Hinduism and the caste system challenged by Muslim rule. Indeed, Hindu philosophy and popular religions were invigorated by Muslim competition. In the face of an ordered social and religious structure, conversions to Islam were inhibited.
When conversions did occur, Sufism played a considerable part. Following the scent of battle, Sufis streamed into India from Afghanistan, Iran, and Inner Asia. Many came as warriors to establish Muslim supremacy and convert the infidels. Some tied their fortunes to the state. Others fanned out in north India establishing their influence by personal merit. Here too, the adaptability of Sufism to traditional religious cultures was important in the transition from Hindu and Buddhist identities to Islam. In India the boundary between Hindu and Muslim beliefs, ritual practices, and social loyalties was thin. As in the Middle East and the Ottoman empire, Islam was established under the auspices both of a political elite and of independent religious teachers.
The conversion of Malaya, Indonesia, and sub-Saharan Africa to Islam followed a different pattern. In these regions, Islam was not established by conquest, by the imposition of a single centralized state, or by the settlement of 0f a substantial foreign Muslim population; nor was it associated with massive social change. It was rather due to the diffusion of Muslim merchants and rnissiories who founded small communities, and soétimes induced (or forced) local elites interested in state formation, trade, and political legitimation to accept their religion. Islam spread as the result of commercial contacts, political and commercial rivalries, and by the progressive acceptance of new symbols of identity by ongoing societies.
Islam was first introduced into Indonesia at the end of the thirteenth century by merchants and Sufis from India, Arabia, and perhaps China. It appealed to the rulers of small coastal and riverain principalities who had close trading contacts with the Muslims and intense rivalries with Indonesian and Chinese traders. Acceptance of Islam by local merchant princes won them social and administrative support and an entrée into extensive trading networks. The spread of Islam in coastal regions of Malaya and Indonesia was closely related to the formation of new small states based upon trade. Portuguese and later Dutch intervention in the Indies further stimulated the acceptance of Islam. The struggle against the Portuguese and the Dutch made it desirable for the merchants of coastal Indonesia and Malaya to accept Islam as a bond of solidarity in resistance to the efforts of Christian powers to establish trading monopolies. Local competition facilitated the further spread of Islam. The struggle of the coastal principalities with the interior states of Java led eventually to the establishment of Islam as the official religion of the whole of Java. As a result Indonesian state and elite culture was shaped, not by an aristocracy coming from the Middle East, but by a local elite which preserved its political and cultural continuity, and adopted Islam as an additional expression, or reinforcement, of its earlier legitimacy. Throughout Indonesia and Malaya, Islam was also integrated into popular culture. Sufi missionaries and village teachers settled widely and made Islam part of folk culture and folk identity. In Southeast Asia, as opposed to India and the Balkans where it reached only a minority, Islam became the religion of great majorities of the population.
In most of Africa, Islam was established by processes more closely resembling those of Southeast Asia than the Middle East and India. Muslim merchants and missionary colonies, rather than conquest and empire, were central to Islamization on the continent. Arab and Berber traders and settlers in the Saharan and Sudanic regions, Arab and Persian settlers on the East African coasts, and Dyula communities in West Africa, were the nuclei of Muslim influences. In Sudanic Africa, colonies of Muslim traders became allied with local political elites and induced the rulers of the states of Ghana, Mali, Kanem, Songhay, Hausaland, and Dogomba to accept Islam. It is possible that Muslims themselves seized kingships and created small states. Islam was adopted to consolidate political power, reinforce commercial contacts, recruit skilled personnel, and mobilize spiritual and magical powers in the interests of state elites. As in North Africa, acceptance of Islam provided an additional basis for legitimation of state regimes, coalition formation among disparate peoples, organization of trading networks, and employment of skilled personnel. Under the auspices of Muslim states, a small scholarly elite of qadis, ulama, and imams was established, but no evidence for conversion of the lower classes is available. Islam was primarily the religion of the political and commercial elites.
In other parts of West Africa, the Islamic presence was established by Dyula traders, landowners, missionaries, and teachers scattered throughout the region who created an Islamic presence without necessarily generating Islamic states and without attendant Islamization of the population. These family communities seem to have fitted into a highly stratified and subdivided society, whose internal divisions made it acceptable to have unassimilated communities, but were a barrier to the further diffusion of Islam.
Whereas in West Africa, Arab merchants inspired warrior elites to convert to Islam, in East Africa, Arab traders themselves took over the leadership of small states. In Somalia and Ethiopia, Arab merchants married into local lineages and assumed leadership of tribal coalitions which then adopted an Arab and Islamic identity. In the East African city-states, Arab settlers intermarried with local peoples and became the elites of the coastal Swahili society based on a new language and cultural style which symbolized the merger of populations. Muslim communities were consolidated by the integration of peoples and the formation of new cultural idioms.
As the religion of the state and trading classes, Islam in Africa appeared in highly syncretic forms. Since African elites were not conquered and replaced, but converted and maintained in power, they brought with them a strong component of traditional, non-Islamic African practices. African Islam, like Islam in Indonesia, was adopted by native elites and blended into a native culture. The relative continuity of political elites was an important factor in the syncretism of Islam with local regional cultures at the state level.
In some cases, the formation of African Muslim states was followed by the conversion of the masses. In Somalia, Mauritania and other Saharan regions, the large numbers of Arab migrants, the close identification of pastoral peoples with Arab nomads, and the utility of holy leadership for the regulation of relatio among tribal communities may help to explain why Islam was so widely accepted. In the Funj and Darfur SultanateS, state elites adopted Islam as a result of trading contacts, and opened the way for a large influx of Sufi missionaries. Muslim holy-men, supported by state grants of land, established their authority and converted the common people to Islam. In the Sudan, the spread of Arabic language and Muslim identity, coupled with contacts with Egypt and the Middle East, helped to establish Islam among the common people.
By the eighteenth and nineteenth centuries, throughout West Africa, the spread of Muslim trading communities linked by lineage, trade, teaching, and Sufi affiliations had reached a critical mass which enabled Muslims to fight for power and work for larger-scale political regimes. Motivated by a tradition of hostility to rulers among both trading and pastoral peoples, African Muslim communities .tempted to seize political power and to Islamize both state regimes and the rnsses of the African population. In Sudanic, savannah and forest West Africa, the jihads were the equivalent of Islamic conquests in other parts of the world, and led indeed to the Islamization of northern Nigeria, Senegambia, and parts of the upper Guinea coast. However, even when colonial conquest put an end to Muslim jihads, Islam, without state support, continued to be attractive to uprooted peoples in much of West Africa, Tanzania, and other parts of East Africa. In the twentieth century, Islam served to express anti-colonialism and to unite uprooted peoples into new communal structures. In Africa, then, the process of conversion was tied to a double mechanism of peaceful expansion of traders, settlers, and teachers, and to militant conquest. As in other parts of the world, the two could work either separately or in tandem.
QUOTE
If there is an underlying common factor in the worldwide diffusion of Islam it seems to be its capacity to generate religious fellowship, larger-order cornmunities, and states among peoples otherwise living in highly factionalized or fragmented societies. Islam became the religion of tribal peoples and merchant groups seeking economic integration, and state elites seeking consolidated political power. In general, the spread of Islam seems to have been most effective when it gave a new social identity to peoples severed from their traditional social structures.
Throughout the old world the diffusion of Islam led to the formation of new communities and states or to the redefinition of existing communities and empires in Islamic terms. In many parts of Africa and Inner Asia the introductjon of Islam was the basis for the first conversions from animistic to monotheistic religions and for the first construction of states in hitherto stateless societies. In most places, however, the advent of Islam inspired the reconstruction of societies which already had “higher” religions and state institutions.
In all these cases, the Middle Eastern experience served as a paradigm for the formation of the new societies. The Middle Eastern Islamic societies were built around three different types of collectivities: parochial groups, religious ãssociations, and state regimes. Parochial groups were based upon family, clan, lineage, tribal, clientele, and neighborhood ties. At the level of religious associations tulama) and Sufi elites were organized around schools of law, Sufi fraternities, and shrines. State regimes were characterized by such institutions as nomadic or ethnic elite armies, slave or other marginal military forces, a combination of bureaucratic and quasi-feudal forms of administration, and a Muslim terminology for taxation. These components of the Middle Eastern societies involved a combination of Islamic and non-Islamic institutions and concepts. While religious associations and certain aspects of state regimes were specifically Islamic, state bureaucratic, administrative, and feudal-like systems of taxation were not peculiarly Islamic. Furthermore, the prevailing concepts of legitimacy were formulated in patrimonial, ethnic, historic, or cosmo’politan cultural terms as well as Muslim symbols. Similarly, the social systems and cultural expressions of parochial communities owed little to Islam. Thus our template for “Islamic societies” by definition includes non-Islamic institutions and cultures.
In the diffusion of Islamic institutions and identities, Middle Eastern precedents were sometimes transmitted as a whole system, sometimes in parts, depending upon who were the bearers of Islam and what were the conditions of its diffusion and reception in different societies. For example, conquest by nomadic peoples as opposed to contact among small groups of merchants made a significant difference in the way in which Middle Eastern Islamic influences were transmitted and received. In all instances, however, the diffusion of Islam released tremendous artistic and cultural forces as each new Islamic state and society attempted to work out its own synthesis of Middle Eastern Islamic institutions and local traditions. The history of Islamic societies illustrates the originality of Muslim regimes the world over and yet reveals them to be variations upon an underlying pattern shaped by indigenous conditions in each part of the Muslim world.